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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-03-17
TX RA APPROVED 2013-03-20
ID RA APPROVED 2011-12-08
  • WA RA
    APPROVED
    Since 2021-03-17
  • TX RA
    APPROVED
    Since 2013-03-20
  • ID RA
    APPROVED
    Since 2011-12-08

Branch Locations

2950 Newmarket St, Bellingham, WA 98226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Idaho Falls ID 10/1997 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-07
  • S66 Uniform Combined State Law Examination
    2011-12-07
Other Names
  • Lori S Cook
  • Lori Shannon Mitchell
  • Lori Shannon Webber
  • Lori Shannon Cook

View on SEC IAPD

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