Richard John Demarco

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → Present
  Ubs Financial Services Inc.
  Portsmouth, NH

Previous Registrations

• 2009-06-01 → 2014-02-21
  Morgan Stanley
  Portsmouth, NH
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Portsmouth, NH
• 1999-06-10 → 2007-04-02
  Morgan Stanley Dw Inc.
  Portsmouth, NH
  Portsmouth, NH

Other Businesses

1-TO SERVE AS A MEMBER OF THE BUSINESS & INDUSTRY ASSOCIATION OF NEW HAMPSHIRE*** 2-TO SERVE AS AN ADVISORY BOARD MEMBERAND CHAIRPERSON FOR THE KITTERY PARKS COMMISSION; 1 HOUR IS DEVOTED PER WEEK DURING NON TRADING HOURS, 3 HOURS ARE DEVOTED PER WEEK DURING NON TRADING HOURS*** 3- TO SERVE AS TREASURER FOR THE PORTSMOUTH CO-ED SOFTBALL LEAGUE*** 4- DEMARCO TO SERVE AS BOARD MEMBER AND SECRETARY FOR THE PORTSMOUTH CO-ED SOFTBALL LEAGUE*** 5- KITTERY LAND TRUST MEMBER*** 6- SHORE AND HARBOR PLANNING ADVISORY COMMITTEE; KITTERY, ME; HELP DEVELOP A PLAN FOR ENSURING SUSTAINABLE MARINE AND COAST-RELATED ECONOMIC GROWTH; COMMITTEE MEMBER; .5 AFTER BUSINESS HOURS; .5 DURING BUSINESS HOURS; 03/2013 Berwick Academy / 31 Academy Streetsouth berwickmaine03908 / baseball coach / volunteer coach baseball for High school students / Start Date: 3/21/2022

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-10
• S63 Uniform Securities Agent State Law Examination
  1998-12-07

Other Names

• Richard John Demarco
• Richard John Demarco Jr
• Richard John Demarco
• Richard John Demarco Jr.