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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-14 |
| CT | RA | APPROVED | 2024-08-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | White Plains | NY | 11/2013 | 11/2018 |
| Jpmorgan Chase Bank Na | White Plains | NY | 11/2013 | 11/2018 |
| Hightower Advisors Llc | New York | NY | 11/2018 | 12/2020 |
| Hightower Securities Llc | New York | NY | 11/2018 | 12/2020 |
| Long Neck Services Llc | Darien | CT | 12/2020 | 06/2024 |
| Wells Fargo Advisors | Greenwich | CT | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-02 |
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