Tracy Ann Nolen

CRD 2964356

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-01-07
NJ	RA	APPROVED	2020-10-26

TX RA
APPROVED

Since 2021-01-07
NJ RA
APPROVED

Since 2020-10-26

Branch Locations

20 Linden Place, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Red Bank	NJ	10/2012	Present

10/2012 → Present

Morgan Stanley Smith Barney

Red Bank, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-10-23
S63	Uniform Securities Agent State Law Examination	2002-03-22

S65 Uniform Investment Adviser Law Examination

2020-10-23
S63 Uniform Securities Agent State Law Examination

2002-03-22

Other Names

Tracy Ann Hillers
Tracy Ann Hillers

View on SEC IAPD

Nearby Firms

CLEAR WAVE WEALTH MANAGEMENT, LLC

MILLINGTON SECURITIES, LLC

HARTSHORNE GROUP, LLC

Nearby Investors

MATTHEW FRANK WILK

JOSEPH MICHAEL GALLO

Robert Daniel Morgan

Nearby Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ

MILLINGTON SECURITIES, LLC · RED BANK, NJ

HARTSHORNE GROUP, LLC · RED BANK, NJ

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