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Thomas James Huszcza

Ameriprise Financial Services, LLC

Manassas, VA

Manassas, VA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-31
VA RA APPROVED 1998-02-05
  • TX RA
    APPROVED
    Since 2023-01-31
  • VA RA
    APPROVED
    Since 1998-02-05

Branch Locations

9117 Center St, Manassas, VA 20110 • United States

Manassas, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lake Ridge VA 09/2005 03/2020
Ameriprise Financial Services, Llc Manassas VA 03/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-23
S63 Uniform Securities Agent State Law Examination 1997-12-12
  • S65 Uniform Investment Adviser Law Examination
    1997-12-23
  • S63 Uniform Securities Agent State Law Examination
    1997-12-12
Designations
Other Names
  • Thomas James Hoszcza

View on SEC IAPD

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