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Michael James Battaglia

Brighton Jones LLC

Seattle, WA

Mclean, VA

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Current Employers
Brighton Jones Llc

2030 1St Avenue 3Rd Floor, Seattle, WA 98121 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-21
LA RA APPROVED 2017-01-10
VA RA APPROVED 2017-01-10
  • TX RA
    APPROVED
    Since 2020-10-21
  • LA RA
    APPROVED
    Since 2017-01-10
  • VA RA
    APPROVED
    Since 2017-01-10

Branch Locations

2030 1St Avenue 3Rd Floor, Seattle, WA 98121 • United States

1676 International Drive Suite 640, Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brighton Jones, Llc Mclean VA 01/2011 Present
Previous Registrations
  • 2011-06-13 → 2016-12-31
    Brighton Jones Llc
    Mclean, VA
    Seattle, WA
  • 2005-01-01 → 2008-07-15
    Pricewaterhousecoopers Investment Advisers Llc
    Mclean, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-30
S63 Uniform Securities Agent State Law Examination 2000-03-20
  • S65 Uniform Investment Adviser Law Examination
    2004-12-30
  • S63 Uniform Securities Agent State Law Examination
    2000-03-20
Designations
Other Names
  • Mike James Battaglia

View on SEC IAPD

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KLAKNA GROUP LTD · SEATTLE, WA
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FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
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