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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2020-09-21 |
| IL | RA | APPROVED | 2018-11-01 |
| KY | RA | APPROVED | 2014-09-17 |
| OH | RA | APPROVED | 2014-08-25 |
| VA | RA | APPROVED | 2014-08-21 |
| TX | RA | APPROVED_RES | 2009-05-14 |
| AR | RA | APPROVED | 2005-11-01 |
Branch Locations
611 S Main St Ste 701, Grapevine, TX 76051 • United States
3648 Hwy 7 North Ste C, Hot Springs Village, AR 71909 • United States
3358 S 2Nd St Ste F Ste D, Cabot, AR 72023 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Cabot | AR | 10/2005 | Present |
1. 3/17/2006 - DBA ONLY - RIGNEY FINANCIAL SERVICES, LLC. 2. 12/13/2007 - no business name- OTHER-REAL ESTATE - BUYING THREE LOFTS AND PLAN ON RENOVATING THEM AND SELLING THEM FOR PROFIT!- 600 PINE FOREST DR, MAUMELLE, ARK 72113. - 3% TIME SPENT. INV Related 3. 4/17/2008 - DR MEDICAL -Business Owner-OTHER-MRI SALES - THIS IS FOR THE MRI SALES, I HAVE NAMED THE BUSINESS DR MEDICAL I HAVE 100% CONTROL AND OWNERSHIP. - 2% TIME SPENT.-NoN -INV Related 4. 4/20/2012 - REAL ESTATE RENTAL - 2 CONDOS 600 PINEFOREST DRIVE 4A AND 4B MAUMELLE, AR 72113. RENTALS TO NON-CLIENTS. - TIME SPENT 1%. 5. 4/20/2012 - NON-VARIABLE INSURANCE - RIGNEY FINANCIAL SERVICES - SELL INSURANCE OUTSIDE LPL FINANCIAL FOR CHECKED INSURANCE TYPES. - TIME SPENT 5%. 6. 10/03/2014 - THE EDWARDS INVESTMENT MANAGEMENT GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 0 HOUR PER MONTH - CABOT, AR. 7. 9/15/2017 - Vesuvio Bistro - Not Investment Related - 1315 Breckenridge Drive, Little Rock, AR 72227 - Other-Business Owner - Co-Owner - Started 08/25/2017 - 1 Hour Per Month/0 Hours During Securities Trading. 8. 09/15/2023 - CS RE - Real Estate Rental - Investment Related - Colleyville, TX - Start Date 08/28/2023 - 1 Hour Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-27 |
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