Inactive

Michael Tom

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Current Employers

Atwob

23 Parkway 2Nd Floor, Katonah, NY 10536 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-31

NY RA
APPROVED

Since 2021-10-31

Branch Locations

23 Parkway 2Nd Floor, Katonah, NY 10536 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Point B Planning Llc	Katonah	NY	06/2015	Present

06/2015 → Present

Point B Planning Llc

Katonah, NY

Designations

View on SEC IAPD

Other Firms

HOLLOW BROOK WEALTH MANAGEMENT LLC

PAUL M WILLIAMS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.P. MORGAN SECURITIES LLC

LPL FINANCIAL LLC

WYSER-PRATTE MANAGEMENT CO., INC.

CANNISTRA FINANCIAL ADVISORS INC.

Other Investors

PHILIP ERNST RICHTER

Paul Michael Williams

Pieter Daniel Loots

Steven G. Horowitz

Jay Allyn Durante

RICHARD TODD REBORI

JOHN RALPH NATALO

Other Offices

HOLLOW BROOK WEALTH MANAGEMENT LLC · KATONAH, NY

PAUL M WILLIAMS LLC · KATONAH, NY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · KATONAH, NY

J.P. MORGAN SECURITIES LLC · KATONAH, NY

EDWARD JONES · KATONAH, NY

LPL FINANCIAL LLC · KATONAH, NY

WYSER-PRATTE MANAGEMENT CO., INC. · BEDFORD HILLS, NY

LPL FINANCIAL LLC · MOUNT KISCO, NY

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