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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-02-28 |
| VA | RA | APPROVED | 2020-02-28 |
Branch Locations
20 W. Market Street Suite 102, Leesburg, VA 20176 • United States
1800 Diagonal Road Suite 555, Alexandria, VA 22314 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Alexandria | VA | 10/1999 | 02/2020 |
| Raymond James Financial Services, Inc. | Alexandria | VA | 02/2020 | Present |
| Raymond James Financial Services Advisors, Inc. | Alexandria | VA | 02/2020 | Present |
| Hilton Head Beach Rental | Hilton Head Island | SC | 03/2017 | Present |
| Nau Team Six, Llc | Alexandria | VA | 04/2020 | Present |
| Goetzman Nau Financial Partners, Llc | Alexandria | VA | 02/2020 | Present |
(1)Name of Business: Goetzman Nau Financial Partners, LLC Address: 1800 Diagonal Rd Ste 555, Alexandria, VA, 22314, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/28/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Senior Partner (2)Name of Business: HHI Rental 2 - Surf Scoter Address: 203 Paddock Court NW, Leesburg, VA, 20176, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/28/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a vacation rental owned by my living trust. (3)Name of Business: Nau Team Six, LLC Address: 1800 Diagonal Rd Ste 555, Alexandria, VA, 22314, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/14/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-30 |
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