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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-28
VA RA APPROVED 2020-02-28
  • TX RA
    APPROVED
    Since 2020-02-28
  • VA RA
    APPROVED
    Since 2020-02-28

Branch Locations

20 W. Market Street Suite 102, Leesburg, VA 20176 • United States

1800 Diagonal Road Suite 555, Alexandria, VA 22314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Alexandria VA 10/1999 02/2020
Raymond James Financial Services, Inc. Alexandria VA 02/2020 Present
Raymond James Financial Services Advisors, Inc. Alexandria VA 02/2020 Present
Hilton Head Beach Rental Hilton Head Island SC 03/2017 Present
Nau Team Six, Llc Alexandria VA 04/2020 Present
Goetzman Nau Financial Partners, Llc Alexandria VA 02/2020 Present
  • 10/1999 → 02/2020
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Alexandria, VA
  • 02/2020 → Present
    Raymond James Financial Services, Inc.
    Alexandria, VA
  • 02/2020 → Present
    Alexandria, VA
  • 03/2017 → Present
    Hilton Head Beach Rental
    Hilton Head Island, SC
  • 04/2020 → Present
    Nau Team Six, Llc
    Alexandria, VA
  • 02/2020 → Present
    Goetzman Nau Financial Partners, Llc
    Alexandria, VA
Previous Registrations
Other Businesses

(1)Name of Business: Goetzman Nau Financial Partners, LLC Address: 1800 Diagonal Rd Ste 555, Alexandria, VA, 22314, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/28/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Senior Partner (2)Name of Business: HHI Rental 2 - Surf Scoter Address: 203 Paddock Court NW, Leesburg, VA, 20176, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/28/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a vacation rental owned by my living trust. (3)Name of Business: Nau Team Six, LLC Address: 1800 Diagonal Rd Ste 555, Alexandria, VA, 22314, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/14/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-30
  • S66 Uniform Combined State Law Examination
    1999-12-30
Designations
Other Names
  • Jeff Alan Nau
  • Jeff Nau

View on SEC IAPD

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