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Douglas John Clancy

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Nyack, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
NJ RA APPROVED 2020-11-05
CT RA APPROVED 2007-05-08
TX RA APPROVED_RES 2001-04-11
  • NY RA
    APPROVED
    Since 2021-04-19
  • NJ RA
    APPROVED
    Since 2020-11-05
  • CT RA
    APPROVED
    Since 2007-05-08
  • TX RA
    APPROVED_RES
    Since 2001-04-11

Branch Locations

2 Crosfield Ave, West Nyack, NY 10994 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/1997 Present
Bank Of America, N.A. West Nyack NY 06/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-14
S63 Uniform Securities Agent State Law Examination 1998-01-14
  • S65 Uniform Investment Adviser Law Examination
    2017-02-14
  • S63 Uniform Securities Agent State Law Examination
    1998-01-14
Other Names
  • Douglas J Clancy

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · West Nyack, NY
RAYMOND JAMES & ASSOCIATES, INC. · WEST NYACK, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST NYACK, NY
LPL FINANCIAL LLC · WEST NYACK, NY
GWN SECURITIES INC. · WEST NYACK, NY
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