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Michael Raymond Sullivan

The Estate Planners Group

Yardley, PA

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Current Employers
The Estate Planners Group

37 S. Delaware Avenue Suite 1, Yardley, PA 19067 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2004-05-10
PA RA APPROVED 2004-05-10
  • NJ RA
    APPROVED
    Since 2004-05-10
  • PA RA
    APPROVED
    Since 2004-05-10

Branch Locations

37 S Delaware Ave, Ste 1, Yardley, PA 19067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Estate Planners Group Yardley PA 05/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-07
S66 Uniform Combined State Law Examination 1998-01-20
  • S65 Uniform Investment Adviser Law Examination
    2004-05-07
  • S66 Uniform Combined State Law Examination
    1998-01-20

View on SEC IAPD

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MML INVESTORS SERVICES, LLC
VENTURA WEALTH MANAGEMENT
LPL FINANCIAL LLC
ALLSTATE FINANCIAL ADVISORS, LLC
CROSSOVER CAPITAL

Other Investors

MICHAEL STEVEN BROOKS
ANGELA MARY SPRENKLE
Kelley Danielle Smith
THOMAS MARTIN WICK
EDWARD CHRISTIAN GRUBER
MICHAEL R JOHNSON
SARAH NICOLE WAGNER FIORELLI
Abigail Page Wick

Other Offices

MORGAN STANLEY · Yardley, PA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · YARDLEY, PA
OSAIC WEALTH, INC. · YARDLEY, PA
MML INVESTORS SERVICES, LLC · Yardley, PA
VENTURA WEALTH MANAGEMENT · YARDLEY, PA
LPL FINANCIAL LLC · YARDLEY, PA
ALLSTATE FINANCIAL ADVISORS, LLC · Yardley, PA
CROSSOVER CAPITAL · YARDLEY, PA

More in Yardley, PA

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