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John Ralph Broadwater

The Arkansas Financial Group, Inc.

Little Rock, AR

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Current Employers
The Arkansas Financial Group, Inc.

1001 N. University Ave. Suite 200, Little Rock, AR 72207-6366 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-12
AR RA APPROVED 2009-01-09
  • TX RA
    APPROVED
    Since 2021-10-12
  • AR RA
    APPROVED
    Since 2009-01-09

Branch Locations

1001 N. University Ave. Suite 200, Little Rock, AR 72207-6366 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Arkansas For Medical Scien Little Rock AR 07/1988 12/2020
The Arkansas Financial Group, Inc. Little Rock AR 01/2009 Present
Previous Registrations
  • 2004-02-05 → 2008-12-31
    Physician Advisory Resources,Llc
    Little Rock, AR
  • 1998-11-10 → 2007-09-14
    First Busey Securities, Inc.
    Little Rock, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-11-25
  • S66 Uniform Combined State Law Examination
    1997-11-25
Designations
Other Names
  • Ralph Broadwater

View on SEC IAPD

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EDWARD JONES · LITTLE ROCK, AR
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STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
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