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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2018-05-10 |
| CT | RA | APPROVED | 2014-02-28 |
Branch Locations
433 South Main St Ste 120, West Hartford, CT 06110 • United States
Westerly, RI • United States
18 Chesterfield Rd, East Lyme, CT 06333 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dime Bank | Norwich | CT | 01/2011 | 09/2019 |
| Lpl Financial Llc | West Hartford | CT | 01/2014 | Present |
| Northstar Wealth Partners Llc. | West Hartford | CT | 09/2019 | Present |
1. 10/26/2021 - Northstar Wealth Partners - DBA: Northstar Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/03/2019 - 172 Hours Per Month/140 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-24 |
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