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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-12-18 |
| NE | RA | APPROVED | 2000-02-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Omaha | NE | 10/1999 | Present |
| Bank Of America, N.A. | Omaha | NE | 05/2017 | Present |
(I)NON-PROFIT ORGANIZATION CREIGHTON UNIVERSITY COLLEGE OF BUSINESS OMAHA, NEBRASKA PAID INDUSTRY: YES HOURS DEVOTED: 80 START DATE: 8/30/2011 POSITION: TEACHER DUTIES: TEACH FINANCIAL PLANNING COURSE TO UNDERGRAD AND MBA STUDENTS I*53830 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CREIGHTON UNIVERSITY COLLEGE OF BUSINESS INVESTMENT RELATED: N ADDRESS OF BUSINESS: OMAHA, NEBRASKA 68178 NATURE OF BUSINESS: OTHER, UNIVERSITY POSITION, TITLE, ASSOCIATION: OTHER, TEACHING START DATE OF RELATIONSHIP: 8/30/2011 NUMBER OF HOURS DEVOTED: 80 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TEACH FINANCIAL PLANNING COURSE TO UNDERGRAD AND MBA STUDENTS I*5111276, Entity Type: , Name of OBA: F K, Address: Omaha, Nebraska, 68154, Investment Related: N, Position, Title, Association: Executor, Employee Start Date: 07/27/2026, No Hours: 1 Weekly, No Hours during Trading: 1 Weekly, Duties: I*5117293, Entity Type: , Name of OBA: M A R EXEC EST OF F F. K, Address: omaha, Nebraska, 68154, Investment Related: N, Position, Title, Association: Executor, Employee Start Date: 07/28/2026, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-01-10 |
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