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Thomas Mark Fereday

Cetera Investment Advisers LLC

Baton Rouge, LA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-10-10
  • LA RA
    APPROVED
    Since 2024-10-10

Branch Locations

445 North Blvd., Baton Rouge, LA 70802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock Whitney Bank Baton Rouge LA 04/2012 Present
Cetera Investment Services Llc Saint Cloud MN 10/2022 Present
Cetera Investment Advisers Llc Baton Rouge LA 09/2024 Present
  • 04/2012 → Present
    Hancock Whitney Bank
    Baton Rouge, LA
  • 10/2022 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 09/2024 → Present
    Cetera Investment Advisers Llc
    Baton Rouge, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-27
S63 Uniform Securities Agent State Law Examination 1999-12-09
  • S66 Uniform Combined State Law Examination
    2024-09-27
  • S63 Uniform Securities Agent State Law Examination
    1999-12-09

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

RYAN MATTHEW MALONE
Andrew K Scholl
DANIELLE T CREPPEL
Thomas S Piland
BRIAN M SARTIN
Michael T Fels
Paul B Langston
TERENCE E GINN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA
3RD STREET CAPITAL MANAGEMENT L.L.C. · BATON ROUGE, LA

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