Jonathan Neil Sarf

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → 10/2018
  Pnc Bank
  Hamilton, NJ
• 03/2012 → 10/2018
  Pnc Investments
  Hamilton, NJ
• 03/2023 → 06/2025
  Wells Fargo
  Long Branch, NJ
• 03/2022 → 03/2023
  Pnc
  East Brunswick, NJ
• 02/2022 → 03/2022
  Citi
  New York, NY
• 10/2018 → 02/2022
  Pnc
  East Brunswick, NJ
• 06/2025 → Present
  Lpl Financial Llc
  Fort Mill, SC

Previous Registrations

• 2012-04-30 → 2018-10-25
  Pnc Wealth Management Llc
  East Brunswick, NJ
  Columbus, OH
  Manasquan, NJ
  Hamilton, NJ
  Orlando, FL
  East Brunswick, NJ
  Tampa, FL
  Laurel, MD
• 2009-05-02 → 2011-03-08
  Chase Investment Services Corp.
  Old Bridge, NJ
  Manasquan, NJ
• 2008-05-01 → 2009-05-02
  Wamu Investments, Inc.
  Wayne, NJ
  Old Bridge, NJ
• 2005-07-06 → 2008-01-10
  Chase Investment Services Corp.
  New York City, NY
  Chicago, IL
  Phoenix, AZ
• 2005-04-21 → 2005-07-06
  Banc One Securities Corporation
  Phoenix, AZ

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-22
• S63 Uniform Securities Agent State Law Examination
  1998-09-30

Other Names

• Jonathan Neil Sarf
• Jonathan Sarf