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Employer firm

Oneamerica Securities, Inc. CRD 4173

$306M regulatory AUM 8,795 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Oneamerica Securities, Inc.

One American Square, Indianapolis, IN 46282 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-08-07
  • UT RA
    APPROVED
    Since 2025-08-07

Branch Locations

1225 E Fort Union Blvd Suite 350, Cottonwood Heights, UT 84047 • United States

One American Square, Indianapolis, IN 46282 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oneamerica Securities Cottonwood Heights UT 04/2021 Present
American United Life Cottonwood Heights UT 07/2019 Present
Self Employed Salt Lake City UT 04/2015 03/2021
  • 04/2021 → Present
    Oneamerica Securities
    Cottonwood Heights, UT
  • 07/2019 → Present
    American United Life
    Cottonwood Heights, UT
  • 04/2015 → 03/2021
    Self Employed
    Salt Lake City, UT
Other Businesses

Non-variable insurance sales (fixed life, fixed annuities, health)**Owner: Sektor 65, LLC - Medicare insurance sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-06
S63 Uniform Securities Agent State Law Examination 2021-04-30
  • S65 Uniform Investment Adviser Law Examination
    2025-08-06
  • S63 Uniform Securities Agent State Law Examination
    2021-04-30
Other Names
  • Oliver Klaus Schreiber

View on SEC IAPD

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