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Samir Harendra Bhatt

Shb Advisors

Washington, DC

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Current Employers
Shb Advisors

1050 30Th St Nw, Washington, DC 20007 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2018-06-19
  • DC RA
    APPROVED
    Since 2018-06-19

Branch Locations

1050 30Th St Nw, Washington, DC 20007 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shb Advisors Washington DC 01/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-31
S63 Uniform Securities Agent State Law Examination 1997-12-22
  • S65 Uniform Investment Adviser Law Examination
    2017-10-31
  • S63 Uniform Securities Agent State Law Examination
    1997-12-22

View on SEC IAPD

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