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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
1731 Technology Dr Suite 600, San Jose, CA 95110 • United States
1100 Alakea Street Suite 2401, Honolulu, HI 96813 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Honolulu | HI | 10/1999 | 11/2024 |
| Prudential Insurance Company Of America | Honolulu | HI | 10/1999 | Present |
| Lpl Enterprise, Llc | Honolulu | HI | 11/2024 | Present |
1) 08/19/2024- HAWAIIAN SOUL ENTERPRISES LLC- Artist/ Musician- I am the band leader and lead vocalist- Not INV Related- At Honolulu, HI - Start date 09/01/2008- 10 HRS MTH- 0 HRS During Trading 2) 08/19/2024- August and Virginia Pacheco Revocable Living Trust- Act in a Fiduciary Capacity- Not INV Related- At Honolulu, HI- Start date 08/30/2018- 0 HRS - 0 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-23 |
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