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Thomas Patrick North

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Clarita, CA

Pennington, NJ

Monroe Township, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2010-11-08
TX RA APPROVED 2010-11-08
  • NJ RA
    APPROVED
    Since 2010-11-08
  • TX RA
    APPROVED
    Since 2010-11-08

Branch Locations

24200 Magic Mountain Pkwy, Santa Clarita, CA 91355 • United States

1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States

Monroe Township, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 10/2010 Present
Bank Of America, N.A. Pennington NJ 10/2010 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-04
S63 Uniform Securities Agent State Law Examination 1998-01-21
  • S66 Uniform Combined State Law Examination
    2009-02-04
  • S63 Uniform Securities Agent State Law Examination
    1998-01-21

View on SEC IAPD

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