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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 1998-10-02
AR RA APPROVED 1998-03-03
  • TX RA
    APPROVED_RES
    Since 1998-10-02
  • AR RA
    APPROVED
    Since 1998-03-03

Branch Locations

2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Little Rock AR 10/1997 Present
Bank Of America, N.A. Little Rock AR 12/2009 Present
Other Businesses

I*4852301, Entity Type: , Name of OBA: P E M III TTEE J M TTEE U/A DTD 09/03/2019 , Address: Roland, Arkansas, 72135, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 07/08/2026, No Hours: 2 Yearly, No Hours during Trading: 2 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-11-25
  • S66 Uniform Combined State Law Examination
    1997-11-25
Other Names
  • Pledger E Monk

View on SEC IAPD

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