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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2012-10-01 |
Branch Locations
407 W Southern Ave, South Williamsport, PA 17702-7220 • United States
S Williamsport, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Williamsport | PA | 10/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | South Williamsport | PA | 03/2020 | Present |
Business Ownership; Percy & Southern LLC; Owner; Real Estate Partnership; 407 West Southern Avenue, , South Williamsport, PA, 17702; Not Investment-Related; 06/03/2013; 1 to 9 hours per month; 0 during trading hours / Doug & Eva Enterprises LLC/Yardlove570; Co-owner; Yard Signs & Greetings - Rentals for Occasions (Birthday/Anniversaries/Graduations/Etc.); 2330 West Southern Avenue, , South Williamsport, PA, 17702; Not Investment-Related; 09/03/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-04 |
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