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254 Munoz Rivera Ave 11Th Floor, San Juan, PR 00918 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2021-02-10 |
Branch Locations
254 Munoz Rivera Ave 11Th Floor, San Juan, PR 00918 • UNITED STATES
Ave. Gonzalez Guisti Corner Ebano Street, Guaynabo, PR 00968 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oriental Financial Services Corp. | San Juan | PR | 07/1997 | Present |
1)JBK HORSE RACING COMPANY- OWNER AND GENERAL MANAGER. NON INVESTMENT RELATED BUSINESS, STARTED IN NOV 2013. 5 HOURS A WEEK. OVERSEE HORSES AND HORSES' RACES. 2)KOCO LLC ,owns real estate holding company. Rental building. 3)Invest $50k for 2.5% of LULA PUERTO RICO INVESTORS LLC. Provide seed money for start ups. Related LULA rides in Boston. No time to be devoted. 4)Insurance agent of Oriental Insurance LLC (OIN), OFS affiliate. Sales of life, fixed and variable annuities as part of the product offerings to clients for diversification. All commissions are known to OFS and same payout grid as other OFS products. One to two hours a week. Marketing material provided by OIN and insurance companies. 5)President BOD of JBK Foundation, non profit, raises funds for Education and other needs of the Puerto Rico community. Quarterly meeting. 6) Member of BOD of CPN, school in PR. Quarterly meetings. 7) President & 50% owner KOFU LLC, real estate development company. No compensation at this point. Just incorporated. 8)PRHOA PR HORSE OWNER ASSOCIATION- BOARD MEMBER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-29 |
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