Leonard Mark Housel

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → Present
  Cadence Bank
  Birmingham, AL
• 01/2013 → Present
  Lpl Financial Llc
  Birmingham, AL

Previous Registrations

• 2010-02-25 → 2011-12-15
  Bb&T Investment Services, Inc.
  Homewood, AL
  Charlotte, NC

Other Businesses

1. 1/8/2013 - Cadence Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Time Spent: 70%. 2. 1/8/2013 - Cadence Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-02-24
• S66 Uniform Combined State Law Examination
  2001-05-16
• S63 Uniform Securities Agent State Law Examination
  1997-11-26

Other Names

• L Mark Housel
• Mark Housel