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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-09 |
Branch Locations
300 West 6Th Street Suite 1900, Austin , TX 78701 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Halbert Wealth Management, Inc. | Austin | TX | 09/1997 | 11/2018 |
| Profutures, Inc. | Austin | TX | 09/1997 | 11/2018 |
| Us Capital Wealth Advisors Llc | Austin | TX | 11/2018 | 06/2026 |
| Arax Advisory Partners | Austin | TX | 06/2026 | Present |
| Usca Securities, Llc | Austin | TX | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-21 |
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