Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2005-07-12
  • IL RA
    APPROVED
    Since 2005-07-12

Branch Locations

14232 Mccarthy Road, Lemont, IL 60439 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
P.M. Tax Service Inc Lemont IL 09/1980 Present
Diamond Consulting Inc Oakbrook IL 07/1997 08/2021
Cetera Financial Specialists Llc Schaumburg IL 09/1997 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2005 Present
  • 09/1980 → Present
    P.M. Tax Service Inc
    Lemont, IL
  • 07/1997 → 08/2021
    Diamond Consulting Inc
    Oakbrook, IL
  • 09/1997 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 07/2005 → Present
    Schaumburg, IL
Other Businesses

1)ACCTG, BKKPG, TAX PREP-ACCOUNTANT SINCE 93-EMPLOYEE/ACCOUNTANT FOR SMALL BUS-5-15HR/MO. 2)TAX PRAC-PRES SINCE 80-ACCTG & TAX PREP-30HR/WK. 3)ESSINGTON SPORTS GROUP LIMITED; 12255 WALKER ROAD, UNIT C LEMONT IL 60439; LAND OWNERSHIP; PRESIDENT SINCE 10/96; 5 HR/WK; DUTIES-RUN BUSINESS: 4) TRUSTEE FOR FAMILY TRUST; INVESTMENT RELATED:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-01-06
  • S66 Uniform Combined State Law Examination
    1998-01-06

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lemont, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor