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Steven Douglas Williams

Citizens Securities, Inc.

Reading, PA

Conshohocken, PA

Norristown, PA

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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2026-07-22
NC RA APPROVED 2026-07-22
MD RA APPROVED 2025-04-16
OR RA APPROVED 2024-08-26
FL RA APPROVED 2024-08-23
OH RA APPROVED 2024-01-26
NJ RA APPROVED 2021-11-15
SC RA APPROVED 2020-01-13
PA RA APPROVED 2009-07-09
  • DE RA
    APPROVED
    Since 2026-07-22
  • NC RA
    APPROVED
    Since 2026-07-22
  • MD RA
    APPROVED
    Since 2025-04-16
  • OR RA
    APPROVED
    Since 2024-08-26
  • FL RA
    APPROVED
    Since 2024-08-23
  • OH RA
    APPROVED
    Since 2024-01-26
  • NJ RA
    APPROVED
    Since 2021-11-15
  • SC RA
    APPROVED
    Since 2020-01-13
  • PA RA
    APPROVED
    Since 2009-07-09

Branch Locations

4215 Perkiomen Ave. Mailstop: 1Bc-6710, Reading, PA 19606 • United States

300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States

2806 Audubon Village Drive / Audubon Village S C Mailstop: 19B-6475, Norristown, PA 19403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Norristown PA 05/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-28
S66 Uniform Combined State Law Examination 1998-01-07
  • S65 Uniform Investment Adviser Law Examination
    2017-03-28
  • S66 Uniform Combined State Law Examination
    1998-01-07
Other Names
  • Steven D Williams

View on SEC IAPD

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OSAIC WEALTH, INC. · READING, PA
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LPL FINANCIAL LLC · SHILLINGTON, PA
AMERIPRISE FINANCIAL SERVICES, LLC · Reading, PA
WELLS FARGO CLEARING SERVICES, LLC · SHILLINGTON, PA
OSAIC WEALTH, INC. · READING, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Reading, PA

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