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Benjamin Edward Woods

Ellerbrock-Norris Wealth Strategies LLC

Omaha, NE

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Current Employers
Ellerbrock-Norris Wealth Strategies Llc

4331 North 156Th Street, Omaha, NE 68116 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-26
NE RA APPROVED 2021-01-19
  • TX RA
    APPROVED_RES
    Since 2021-05-26
  • NE RA
    APPROVED
    Since 2021-01-19

Branch Locations

4331 North 156Th Street, Omaha, NE 68116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 02/2013 01/2021
Ellerbrock-Norris Wealth Strategies Llc Omaha NE 01/2021 Present
Previous Registrations
  • 2013-05-13 → 2021-01-08
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
  • 2013-05-13 → 2021-01-08
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2012-09-07 → 2013-04-16
    Boaz Wealth Stewardship Llc
    Parks, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-06
S65 Uniform Investment Adviser Law Examination 2012-09-01
S63 Uniform Securities Agent State Law Examination 1998-11-13
  • S66 Uniform Combined State Law Examination
    2013-05-06
  • S65 Uniform Investment Adviser Law Examination
    2012-09-01
  • S63 Uniform Securities Agent State Law Examination
    1998-11-13
Other Names
  • Ben Woods

View on SEC IAPD

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