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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-17
GA RA APPROVED 2015-04-01
  • TX RA
    APPROVED_RES
    Since 2021-02-17
  • GA RA
    APPROVED
    Since 2015-04-01

Branch Locations

2400 Lakeview Parkway Suite 300, Alpharetta, GA 30009 • United States

777 South Flagler Drive Suite 700E, West Palm Beach, FL 33401 • United States

3280 Peachtree Road Nw, Ste 1700 Southeast - Region 4, Atlanta, GA 30305 • United States

Alpharetta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Atlanta GA 02/2015 Present
  • 02/2015 → Present
    Morgan Stanley Smith Barney Llc
    Atlanta, GA
Other Businesses

*387086 - Crabapple Martial Arts; Investment related No; Alpharetta, GA; Education; Volunteer (proprietor, partner, officer, director, employee, trustee, agent); Jan 2020; During business hours: 0; After business hours: 16

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-07
S63 Uniform Securities Agent State Law Examination 2002-06-07
  • S66 Uniform Combined State Law Examination
    2009-11-07
  • S63 Uniform Securities Agent State Law Examination
    2002-06-07
Other Names
  • Rebecca Alvarez
  • Rebecca Todd

View on SEC IAPD

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