Arron Christopher Dieter

Current Employers

D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2021-06-08
TX	RA	APPROVED_RES	2018-09-19

WA RA
APPROVED

Since 2021-06-08
TX RA
APPROVED_RES

Since 2018-09-19

Branch Locations

500 Broadway Suite 370, Vancouver, WA 98660 • United States

Ridgefield, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Umpqua Investments, Inc.	Portland	OR	12/2009	09/2018
D.A. Davidson & Co.	Vancouver	WA	09/2018	Present

12/2009 → 09/2018

Umpqua Investments, Inc.

Portland, OR
09/2018 → Present

D.A. Davidson & Co.

Vancouver, WA

Previous Registrations

2009-12-11 → 2018-09-19

Steward Partners Investment Solutions, Llc

Portland, OR

Portland, OR

Portland, OR
2003-08-04 → 2009-12-08

Cetera Investment Services Llc

Silverton, OR

Mt. Angel, OR

Newport, OR

Wilsonville, OR

Portland, OR

Eugene, OR

Portland, OR

Tualatin, OR

Gresham, OR

Salem, OR

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-07-09
S63	Uniform Securities Agent State Law Examination	1998-03-04

S65 Uniform Investment Adviser Law Examination

1999-07-09
S63 Uniform Securities Agent State Law Examination

1998-03-04

View on SEC IAPD

Current Employers

D.A. Davidson & Co.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews