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Beverley Smith Bouchard

Osaic Wealth, Inc.

Tampa, FL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-11-02
  • FL RA
    APPROVED
    Since 2018-11-02

Branch Locations

1511 N. Westshore Blvd. Suite 1100, Tampa, FL 33607 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jhfn Sii Tampa FL 06/2013 11/2018
Royal Alliance Associates, Inc. Tampa FL 11/2018 Present
  • 06/2013 → 11/2018
    Jhfn Sii
    Tampa, FL
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Tampa, FL
Previous Registrations
Other Businesses

1. NOTARY PUBLIC POSITION: Notary NATURE: Individual Notary INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2008 ADDRESS: 1511 N West Shore Blvd, Suite 1100, Tampa FL 33607, United States DESCRIPTION: Witness and notarize forms 2. SIGNATURE FINANCIAL SOLUTIONS, LLC POSITION: Manager of Firm Services NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/20/2013 ADDRESS: 1511 N West Shore Blvd, Suite 1100, Tampa FL 33607, United States DESCRIPTION: Manage Firm Services - Marketing, Compliance, Supervision, Training 3. WINNIE SMITH LIVING TRUST POSITION: Successor Trustee NATURE: Successor co-trustee Winnie Smith, Trustee (current) INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/14/2016 DESCRIPTION: No active duties at this time 4. THE PARTNERS NETWORK POSITION: Other NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/20/2013 ADDRESS: 1511 N West Shore Blvd, Suite 1100, Tampa FL 33607, United States DESCRIPTION: Silent company owned by managing executive to pay salary

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-26
S63 Uniform Securities Agent State Law Examination 1998-12-21
  • S66 Uniform Combined State Law Examination
    2010-08-26
  • S63 Uniform Securities Agent State Law Examination
    1998-12-21
Other Names
  • Beverley Kaye Smith

View on SEC IAPD

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