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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-03
CA RA APPROVED 2015-01-12
  • TX RA
    APPROVED_RES
    Since 2020-03-03
  • CA RA
    APPROVED
    Since 2015-01-12

Branch Locations

9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States

Carson, CA • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Beverly Hills CA 12/2014 Present
Previous Registrations
  • 2011-06-03 → 2014-12-23
    National Planning Corporation
    El Segundo, CA
  • 2009-06-01 → 2010-04-28
    Long Beach, CA
    Long Beach, CA
  • 2005-11-02 → 2009-06-01
    Long Beach, CA
    Beverly Hills, CA
    Beverly Hills, CA
Other Businesses

*384703 - The Cameron S. Thompson Foundation; Investment related No; Charity / Private Foundation; Trustee (proprietor, partner, officer, director, employee, trustee, agent); Nov 2019; Handle everything from fundraising, searching for programs to fund and the complete scholarship process

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-27
  • S66 Uniform Combined State Law Examination
    2005-10-27

View on SEC IAPD

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