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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | Present |
| Wells Fargo Advisors Financial Network, Llc | Ripon | CA | 09/2022 | Present |
ALMOND FARM, NOT INV RELATED, MANTECA, CA, 100% OWNERSHIP WITH SPOUSE, START 1/1/1985, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, OVERSIGHT AND BOOKKEEPING OF FARM. COMMERCIAL RENTAL PROPERTY, INV RELATED, MANTECA, CA, 100% OWNERSHIP, START 5/1/2007, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-18 |
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