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521 N Wilma Avenue Suite C, Ripon, CA 95366 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Capital Financial Advisers, Llc | Newport Beach | CA | 08/2014 | 07/2019 |
| Sierra Ocean, Llc | Ripon | CA | 06/2021 | Present |
| Goldman Sachs Personal Financial Management | Modesto | CA | 07/2019 | 06/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-01-08 |
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