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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-14 |
| IA | RA | APPROVED | 2008-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Dubuque | IA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Dubuque | IA | 11/2016 | Present |
POWER OF ATTORNEY FOR AUNT; INVESTMENT RELATED; DUBUQUE, IA; START DATE 11/2013; 0 HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-15 |
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