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Richard Lee Sanford

Whitener Capital Management, Inc

Rocky Mount, NC

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Current Employers
Whitener Capital Management, Inc

3993 Sunset Avenue, Rocky Mount, NC 27804 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-11-14
NC RA APPROVED 2011-03-04
  • TX RA
    APPROVED_RES
    Since 2016-11-14
  • NC RA
    APPROVED
    Since 2011-03-04

Branch Locations

3993 Sunset Avenue, Rocky Mount, NC 27804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Whitener Capital Management Inc. Rocky Mount NC 01/2004 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-03
S63 Uniform Securities Agent State Law Examination 1997-11-24
  • S65 Uniform Investment Adviser Law Examination
    2011-03-03
  • S63 Uniform Securities Agent State Law Examination
    1997-11-24
Other Names
  • Rick Sanford
  • Richard Lee Sanford
  • Richard Lee Sanford
  • Richard Lee Sanford

View on SEC IAPD

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