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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-11-05 |
| NJ | RA | APPROVED | 2002-05-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Toms River | NJ | 05/2002 | Present |
| Bank Of America, Na | Toms River | NJ | 09/2009 | Present |
I*: 2249316Entity Type: CharitableName of OBA: MMCSC FoundationAddress: Long Branch, NJ 07740Investment Related: NoPosition, Title, Association: Board Member Employee Start Date: 5/12/2025Number of Hours: 40hrs annuallyNumber of Hours during trading: 0Duties: Board Member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-18 |
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