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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-04-15 |
| WA | RA | APPROVED | 2008-12-05 |
Branch Locations
41 W Riverside Ave Stes 400 & 500, Spokane, WA 99201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Spokane | WA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Spokane | WA | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, SANDPOINT, ID, 100% OWNERSHIP, START 11/1/2019, ZERO HOURS PER MONTH, ZERO DURING TRADING, REAL ESTATE INVESTMENT. HUB SPORTS CENTER, INV RELATED, LIBERTY LAKE, WA, FINANCE COMMITTEE MEMBER, START 12/09/2019, 1 HOUR PER MONTH, 1 HOUR DURING TRADING, ATTENDING MEETINGS REVIEWING FINANCES TO FACILITATE A YOUTH SPORTS FACILITY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-04 |
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