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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2001-04-17 |
| TX | RA | APPROVED_RES | 2000-08-10 |
Branch Locations
400 Chesterfield Ctr, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chesterfield | MO | 09/1997 | Present |
| Bank Of America, N.A. | Chesterfield | MO | 05/2011 | Present |
I*22834 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TEMPLE ISRAEL INVESTMENT RELATED: Y ADDRESS OF BUSINESS: SAINT LOUIS, MISSOURI 63141 NATURE OF BUSINESS: OTHER, NON PROFIT RELIQIOUS INSTITUTION POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 5/20/2008 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SUBCOMMITTEE MEMBER RELIGIOUS 2)NAME OF OUTSIDE BUSINESS ORGANIZATION: COMMUNITY SCHOOL ADDRESS OF BUSINESS: ST. LOUIS, MO NATURE OF BUSINESS: PRIMARY EDUCATION POSITION, TITLE, ASSOCIATION: SUBCOMMITTEE MEMBER, INVESTMENT START DATE OF RELATIONSHIP: 09/02/2009 NUMBER OF HOURS DEVOTED: 1-10 I*96892 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JOHN BURROUGHS SCHOOL INVESTMENT RELATED: Y ADDRESS OF BUSINESS: ST. LOUIS, MISSOURI 63124 NATURE OF BUSINESS: OTHER,PRIVATELY FUNDED SECONDARY SCHOOL POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 9/7/2016 NUMBER OF HOURS DEVOTED: 6 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVESTMENT COMMITTEE MEMBER WILL BE IN ADVISORY ONLY POSITION TO THE BOARD
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-09 |
| S66 | Uniform Combined State Law Examination | 1997-12-22 |
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