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Gina Berry

Stifel, Nicolaus & Company, Incorporated

Newport Beach, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-07
  • TX RA
    APPROVED
    Since 2019-06-07

Branch Locations

520 Newport Center Drive Suite 1500, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Newport Beach CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Newport Beach CA 11/2016 06/2019
Stifel, Nicolaus & Company, Incorporated Newport Beach CA 06/2019 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-12-09
  • S63 Uniform Securities Agent State Law Examination
    1997-12-09
Other Names
  • Gina M Berry
  • Gina Marie Berry

View on SEC IAPD

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