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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-03-03
TX RA APPROVED 2023-03-03
  • IN RA
    APPROVED
    Since 2023-03-03
  • TX RA
    APPROVED
    Since 2023-03-03

Branch Locations

121 E. Main St., Greensburg, IN 47240-2031 • United States

Columbus, IN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilliard Lyons Greensburg IN 01/2006 10/2019
Robert W. Baird & Co. Incorporated Greensburg IN 10/2019 03/2023
Ameriprise Financial Services, Llc Greensburg IN 03/2023 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 157 Pebble Beach Avenue, , Port St. Joe, FL, 32456; Not Investment-Related; 06/01/2015 / Single Family; 240 Schilling, , West Lafayette, IN, 47906; Not Investment-Related; 04/05/2013 / Single Family; 419 E. Washington, , Greensburg, IN, 47240; Not Investment-Related; 05/01/2009 / Single Family; 4458 S. U.S. 421, , Greensburg, IN, 47240; Not Investment-Related; 01/01/2000 / Single Family; 723 N. Broadway, , Greensburg, IN, 47240; Not Investment-Related; 05/01/1998 / Single Family; 8857 W. Baseline Rd., , Holton, IN, 47023; Not Investment-Related; 05/01/2008. Business Ownership; Same Chips LLC; N/A; Mortgage (Brokerage, Retail, etc.); 7035 N. C.R. 550 E., , Rushville, IN, 46173; Not Investment-Related; 01/03/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Same Chips LLC; Co-owner; ; 7035 N. C.R. 550 E., , Rushville, IN, 46173; Not Investment-Related; 01/03/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-15
  • S66 Uniform Combined State Law Examination
    2002-10-15
Other Names
  • Matthew A Westhafer
  • Matthew Westhafer

View on SEC IAPD

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