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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-03-03
TX RA APPROVED 2023-03-03
  • IN RA
    APPROVED
    Since 2023-03-03
  • TX RA
    APPROVED
    Since 2023-03-03

Branch Locations

121 E. Main St., Greensburg, IN 47240-2031 • United States

Rushville, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Llc Greensburg IN 02/2015 10/2019
Robert W. Baird & Co. Incorporated Greensburg IN 10/2019 03/2023
Ameriprise Financial Services, Llc Greensburg IN 03/2023 Present
Previous Registrations
Other Businesses

Business Ownership; Same Chips LLC; N/A this simply our Ameriprise office real-estate; N/A; 7035 N county road 550 E, , Rushville, IN, 46173; Not Investment-Related; 01/03/2023; 1 to 9 hours per month; 0 during trading hours / Different Chips, LLC; Owner; Manage Ameriprise Business; 7035 N COUNTY ROAD 550 E, , RUSHVILLE, IN, 46173; Investment-Related; 01/01/2026; 40 to 59 hours per month; 40 to 59 during trading hours. Outside Employment; Same Chips LLC; Co-owner; ; 7035 N county Road 550 E, , Rushville, IN, 46173; Not Investment-Related; 01/03/2023; 1 to 9 hours per month; 0 during trading hours / Different Chips, LLC; Owner; Manage advisory business; 7035 N COUNTY ROAD 550 E, , RUSHVILLE, IN, 46173; Investment-Related; 01/01/2026; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-28
  • S66 Uniform Combined State Law Examination
    2015-05-28
Other Names
  • Michael Tomson Moore
  • Michael T. Moore
  • Michael Moore

View on SEC IAPD

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