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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-03-22 |
Branch Locations
121 E. Main St., Greensburg, IN 47240-2031 • United States
Greensburg, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Llc | Greensburg | IN | 09/1995 | 10/2019 |
| Robert W. Baird & Co. Incorporated | Greensburg | IN | 10/2019 | 03/2023 |
| Ameriprise Financial Services, Llc | Greensburg | IN | 03/2023 | Present |
Real Estate Ownership; Lot/Land; South County Road 100 W, , Westport, IN, 47283; Not Investment-Related; 04/06/1994.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-23 |
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