Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-08-23 |
| CA | RA | APPROVED | 2011-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Tucson | AZ | 02/2011 | Present |
| Bank Of America, N.A. | Tucson | AZ | 03/2011 | Present |
I*45072 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PRESIDIO ROTARY CLUB INVESTMENT RELATED: N ADDRESS OF BUSINESS: 64 E. BROADWAY, TUCSON, ARIZONA 85701 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 9/22/2011 NUMBER OF HOURS DEVOTED: 8 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 4 DUTIES: ROTARY INTERNATIONAL IS AN ORGANIZATION OF SERVICE CLUBS KNOWN AS ROTARY CLUBS LOCATED ALL OVER THE WORLD. THE STATED PURPOSE OF THE ORGANIZATION IS TO BRING TOGETHER BUSINESS AND PROFESSIONAL LEADERS TO PROVIDE HUMANITARIAN SERVICE, ENCOURAGE HIGH ETHIC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-22 |
Reach out to this advisor