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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-06-26 |
| NJ | RA | APPROVED | 2024-10-03 |
| PA | RA | APPROVED | 2024-06-20 |
Branch Locations
351 Kidder St Mailstop: 18U-0010, Wilkes-Barre, PA 18702 • United States
40 West Broad St Mailstop: 18U-0018, West Hazleton, PA 18202 • United States
300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States
196 South Wyoming Ave Mailstop: 18U-0014, Kingston, PA 18704 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 08/2016 | 03/2024 |
| Mauch Chunk Trust Company | Jim Thorpe | PA | 08/2016 | 03/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 03/2024 |
| Citizens Securities, Inc. | Kingston | PA | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-09 |
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