Richard Edward Martin

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 06/2024
  Securities America, Inc.
  Cincinnnati, OH
• 01/2009 → 06/2024
  Securities America Advisors, Inc.
  Cincinnati, OH
• 06/2024 → Present
  Osaic Wealth, Inc.
  Cincinnati, OH

Previous Registrations

• 2009-01-23 → 2024-06-14
  Securities America Advisors, Inc.
  Cincinnati, OH
• 2002-08-20 → 2009-01-23
  Brecek & Young Advisors, Inc.
  Folsom, CA
  Cincinnati, OH
  Cincinnnati, OH

Other Businesses

RICHARD MARTIN - LIFE INS POSITION: owner/manager NATURE: Richard Martin INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1994 ADDRESS: 1095 NIMITZVIEW DR STE 402, Cincinnati OH 45230, United States DESCRIPTION: If during a client review it is apparent that there is a need for life insurance or a fixed annuity I will offer it to the client

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-05-15

Designations

• Chartered Financial Consultant