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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-06-14 |
Branch Locations
1095 Nimitzview Dr. Ste 402, Cincinnati, OH 45230 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Cincinnnati | OH | 01/2009 | 06/2024 |
| Securities America Advisors, Inc. | Cincinnati | OH | 01/2009 | 06/2024 |
| Osaic Wealth, Inc. | Cincinnati | OH | 06/2024 | Present |
RICHARD MARTIN - LIFE INS POSITION: owner/manager NATURE: Richard Martin INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1994 ADDRESS: 1095 NIMITZVIEW DR STE 402, Cincinnati OH 45230, United States DESCRIPTION: If during a client review it is apparent that there is a need for life insurance or a fixed annuity I will offer it to the client
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-05-15 |
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