Inactive

Joseph Abraham Pence

Financial Advisors Network, Inc.

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Current Employers

Financial Advisors Network, Inc.

1432 Edinger Avenue Suite 200, Tustin, CA 92780 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-03-20

CA RA
APPROVED

Since 2020-03-20

Branch Locations

1432 Edinger Avenue Suite 200, Tustin, CA 92780 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bonvivant International, Inc.	Aliso Viejo	CA	04/2006	12/2017
Lpl Financial, Llc	Tustin	CA	11/2013	05/2018
Financial Advisors Network, Inc.	Tustin	CA	01/2015	04/2018
Securities America, Inc.	Irvine	CA	05/2018	Present
Cooper Financial Group	Irvine	CA	05/2018	Present
Financial Advisors Network, Inc.	Tustin	CA	03/2020	Present

04/2006 → 12/2017

Bonvivant International, Inc.

Aliso Viejo, CA
11/2013 → 05/2018

Lpl Financial, Llc

Tustin, CA
01/2015 → 04/2018

Financial Advisors Network, Inc.

Tustin, CA
05/2018 → Present

Securities America, Inc.

Irvine, CA
05/2018 → Present

Cooper Financial Group

Irvine, CA
03/2020 → Present

Financial Advisors Network, Inc.

Tustin, CA

Previous Registrations

2018-05-25 → 2019-07-12

Cooper Mcmanus

Irvine, CA
2016-09-01 → 2018-05-30

Financial Advisors Network, Inc.

Tustin, CA
2014-11-06 → 2016-07-01

Lpl Financial Llc

Tustin, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-03-31

S66 Uniform Combined State Law Examination

2014-03-31

Designations

Other Names

Joe Abraham Pence

View on SEC IAPD

Other Firms

RMR CAPITAL MANAGEMENT LLC

CROSSPOINT FINANCIAL, LLC

EQUITABLE ADVISORS, LLC

KFICO, LLC REGISTERED INVESTMENT ADVISOR

CAPITAL SYNERGY PARTNERS

LPL FINANCIAL LLC

PARK AVENUE SECURITIES LLC

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

Other Investors

DAVID LEONARD VAN OVEREEM

CHRISTOPHER KEYS

BHOOPINDER SINGH KOHLI

ANDREW ALAN HOLDEN

GILBERT LANCE TALBERT

STEPHEN CHRISTOPHER CLIFFORD

Other Offices

RMR CAPITAL MANAGEMENT LLC · TUSTIN, CA

CROSSPOINT FINANCIAL, LLC · TUSTIN, CA

EQUITABLE ADVISORS, LLC · TUSTIN, CA

KFICO, LLC REGISTERED INVESTMENT ADVISOR · TUSTIN, CA

CAPITAL SYNERGY PARTNERS · IRVINE, CA

LPL FINANCIAL LLC · IRVINE, CA

PARK AVENUE SECURITIES LLC · IRVINE, CA

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · Irvine, CA

More in Tustin, CA

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