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Sara Janelle Smith

Edward Jones

Dayton, OH

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-26
OH RA APPROVED 2019-05-06
  • TX RA
    APPROVED_RES
    Since 2026-01-26
  • OH RA
    APPROVED
    Since 2019-05-06

Branch Locations

3139 Research Blvd, Dayton, OH 45420 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Universal 1 Financial Advisory Group Dayton OH 08/2007 05/2019
Cuna Brokerage Services, Inc. Waverly IA 08/2007 05/2019
Edward Jones Beavercreek OH 05/2019 Present
  • 08/2007 → 05/2019
    Universal 1 Financial Advisory Group
    Dayton, OH
  • 08/2007 → 05/2019
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2019 → Present
    Beavercreek, OH
Previous Registrations
  • 2007-09-14 → 2019-05-06
    Cuna Brokerage Services, Inc.
    Dayton, OH
  • 2005-10-31 → 2007-08-29
    Chase Investment Services Corp.
    Dayton, OH
    Dayton, OH
  • 1998-09-24 → 2004-06-30
    Banc One Securities Corporation
    West Carrollton, OH
Other Businesses

"Lowes Type: retail Date: 06/20/21 Title: Cashier/floor Trad Hrs: 0 Tot Hrs: 20 Desc: cash, stock, straighten, customer service, duties as assigned. City-State: Xenia OH"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-09-21
  • S66 Uniform Combined State Law Examination
    1998-09-21
Other Names
  • Janelle Smith
  • Sara Janelle Turner
  • Sara Janelle Smith
  • Sara Janelle Smith
  • Sara Janelle Humphrey

View on SEC IAPD

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