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Stephen Adler Frohsin

Woodmont Investment Counsel, LLC

Nashville, TN

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Current Employers
Woodmont Investment Counsel, Llc

3825 Bedford Ave Suite 202, Nashville, TN 37215 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APP_PEND_IARCE 2026-01-01
  • TN RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

3825 Bedford Ave Suite 202, Nashville, TN 37215 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodmont Investment Counsel, Llc Nashville TN 07/2004 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-09
S63 Uniform Securities Agent State Law Examination 1997-12-09
  • S65 Uniform Investment Adviser Law Examination
    1999-11-09
  • S63 Uniform Securities Agent State Law Examination
    1997-12-09

View on SEC IAPD

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