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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-11-09 |
| GA | RA | APPROVED | 2010-11-03 |
Branch Locations
340 Jesse Jewel Pkwy, Gainesville, GA 30501 • United States
Flowery Branch, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Gainesville | GA | 10/2010 | Present |
| Bank Of America, N.A. | Gainesville | GA | 07/2011 | Present |
I*1866294 Entity Charitable Name of OBA: Boys & Girls Clubs of Lanier (formerly BGC Hall County) Address: Gainesville, Georgia, 30501 Investment Related: No Position, Title, Association: Committee,Board Member Employee Start Date: 06/03/2024 No Hours: 1 No Hours during trading: 1 Duties: Board Development Committee Chair - driving and overseeing recruitment of new board members, development of board members and board organization.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-03 |
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